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THE ALLIANCE FOR HUMAN RESEARCH PROTECTION
(AHRP)
Tel. 212-595-8974
Fax: 212-595-9086
http://www.ahrp.org
142 West End Ave. Suite 28P
New York, NY 10023
Testimony by: The Alliance for Human Research
Protection
Committee on Ways and Means Hearing on Protections for
Foster Children Enrolled in Clinical Trials
May 18, 2005
On March 10, 2004, The ALLIANCE FOR HUMAN RESEARCH
PROTECTION (AHRP) filed a complaint with both the Food and
Drug Administration and the federal Office of Human Research
Protection (OHRP) when we learned that 36 Phase I and Phase
II AIDS drug experiments had been conducted on infants and
children who were under the guardianship of the New York
City Administration for Children's Services (ACS). The
children were living at Incarnation Children's Center, a
foster care facility under contract with ACS and the
Catholic Archdiocese. We had reason to believe that the
experiments were unethical, illegal, and coercive--and that
federal regulations have been violated. We did not know at
the time that children in foster care nationwide were
subjected to research exploitation at prestigious medical
research institutions.
Historically such children have been abused and exploited
in medical experiments-for that reason, federal regulations
were enacted to restrict the use of foster care children in
research. The Associated Press confirms that for more than
two decades, government officials colluded with hospitals
and researchers to facilitate the enrollment of children who
were in the care of the state for experimental drug trials.
Nationwide, an estimated 698 to 1,388 foster children were
used to test experimental AIDS drugs-at least 465 of those
children were in the care of NYC's ACS-almost all were
children of color. How ironic it is that children, who were
placed by the courts into the protective custody of foster
care agencies pursuant to the provisions of the Adoption and
Safe Homes Act of 1997, should end up further victimized by
their caretakers.
These children were exposed to pain, risks, and
potentially harmful experimental drugs-the children
suffered, some died. In some cases the children were
diagnosed with HIV infection-in other cases infants were
merely "presumed" to be HIV-infected.
The Code of Federal Regulations (45 CFR 46.409 and 21 CFR
50.56) prohibits subjecting children who are wards of the
state to experiments involving greater than minimal
risk:
- Children who are wards of the State or any other
agency, institution, or entity can be included in
research approved under 46.406 or 46.407 only if such
research is:
- related to their status as wards; or
- conducted in schools, camps, hospitals,
institutions, or similar setting in which the
majority of children involved as subjects are
not wards.
- If the research is approved under paragraph (a) of
this section, the IRB shall require appointment of
an advocate for each child who is a ward, in
addition to any other individual acting on behalf of
the child as guardian or in loco parentis.
The advocate shall be an individual who has the
background and experience to act in, and agrees to act in,
the best interests of the child for the duration of the
child's participation in the research and who is not
associated in any way (except in the role as advocate or
member of the IRB) with the research, the investigator(s),
or the guardian organization.
The Phase I and Phase II experimental drug and vaccine
trials in question were unrelated to their status as
wards--the NYC- ACS enrollment guidelines applied to foster
care children only. The ACS guidelines falsely stated that
the trials posed "minimal risk," and the guidelines clearly
focused on facilitating rapid enrollment of as many foster
children as possible-rather than ensuring that the trials
were in the children's best interest: [Attached]
"ACS will review clinical trial protocols for
HIV-infected children as soon as such protocols become
available, before a specific hospital decides to participate
in the study. The National Institutes of Health (NIH) and
pediatric AIDS specialists throughout New York State will
make ACS aware of protocols as soon as they are in final
form, before hospitals are ready to enroll children. This
procedure will expedite ACS' decision-making even before
physicians are ready to start treating children in the
protocols."
The Associated Press confirmed our suspicion that most of
the children in the care of ACS did not have a personal
advocate-as required under federal regulations. Indeed, of
the 465 NYC children in the experiments, only 142 had an
advocate. Furthermore, ACS even waived the requirement for
individual consent for these children-encouraging them to be
herded en masse into drug trials as if they were
animals.
Phase I and Phase II drug experiments involve the highest
level of risk, uncertainty, and discomfort-the safety and
toxicity of drugs as well as maximum dose tolerance are
tested in these trials. Experiments at that testing stage
are unlikely to have any direct benefit for the children in
whom the drugs are tested. In some trials children were
diagnosed with HIV infection-in some cases infants were
merely "presumed" to be HIV-infected:
#292: A Double-Blind Placebo-Controlled Trial of
the Safety and Immunogenicity of a Seve n Valent
Pneumococcal Conjugate Vaccine in Presumed
HIV-Infected Infants
#345 A Study of Ritonavir (an Anti-HIV Drug) in
HIV-Positive Infants and Children, last amendment
3/13/2000.
"Replacement infants.are either presumed HIV
infected or have already been shown to be
HIV-infected."
Infants and children were exposed to experimental HIV
vaccines-which have never been successful:
#218 A Placebo-Controlled, Phase I Clinical Trial to
Evaluate the Safety and Immunogenicity of
Recombinant Envelope Proteins of HIV-1gp160 and
gp120 in Children >=1 Month Old with Asymptomatic
HIV Infection.
Although more than 4 AIDS drugs had never been tested in
children, foster care children were exposed to an 8 drug
cocktail "some at higher than usual doses" (which was
reduced to 7 drugs because of "significant toxicity" 11/9/
2001).
#1007 Multi-Drug Antiretroviral Therapy for Heavily
Pretreated Pediatric AIDS Patients: A Phase I Proof
of Concept Trial
Among the drugs tested in foster care children, is
Nevirapine, a drug whose safety has been the center of
controversy. [AP] Because Nevirapine confers resistance
following even a single (low) dose, its manufacturer
cautions that its use should be restricted to "previously
untreated women with HIV infection who present at labor" for
the prevention of mother-to-child transmission of HIV. Yet,
4 to 17 year old children in foster care were exposed to
Nevirapine.
A Phase I trial of a Glaxo Wellcome drug, Valacyclovir
hydrochloride was terminated in 1997-Why? Typically, trials
terminated at such an early stage show unacceptable levels
of toxicity.
The Associated Press reported: "Some foster children
died during studies, but state or city agencies said they
could find no records that any deaths were directly caused
by experimental treatments." It is not for those city
agencies to decide the cause of death. ACS Commissioner,
John B. Mattingly, testified before a City Council General
Welfare Committee, that he knows of just 19 children-out of
465-who remain within the NYC foster care system.
In addition, a series of recent investigative media
reports from Texas, Florida, Ohio, New York, California,
Illinois, raise concerns that over 50% of all children in
foster care are currently being prescribed untested,
experimental combinations of powerful, mind altering,
psychotropic drugs-including antipsychotics (e.g.,
Risperdal, Zyprexa), anticonvulsants (e.g., Depakote,
Neurontin), antidepressants (Zoloft, Paxil, Prozac, Celexa
and others), tranquilizers (Klonopin, Xanax), stimulants
(Ritalin, Adderall), as well as heavily sedating drugs such
as the anti-hypertensive medication clonidine. These
prescribing patterns are essentially uncontrolled
experimental drug trials. [See:
The Columbus Dispatch series by Encarnacion Pyle. Forced
medication straitjackets kids, Sunday, April 24, 2005
]
Clinical trials approved by the FDA study only a *single*
drug given in tightly controlled dosages. Combinations of
two and three or more different psychotropic drugs have
simply never been studied in a rigorous and responsible
manner. Furthermore, the foster parents and social workers
who are mostly entrusted with supervising these children
have less than rudimentary knowledge about these drugs'
adverse effects, and even less skills in monitoring these
children to avoid dangerous drug reactions. This is of
course less than the protection afforded subjects in
ordinary clinical trials. It is worth repeating: none of
these idiosyncratic drug combinations -- called polypharmacy
-- have ever been studied by any responsible government or
other agency, and the children receiving them may be
considered guinea pigs in a gigantic uncontrolled medical
experiment.
How can the Congress fail to take strong corrective
action?
The public has a right to know:
- How many children in foster care have been enrolled
in clinical trials?
- What happened to foster children who were used as
human guinea pigs?
- What adverse effects did the children suffer during
and after participation?
- How many children died during the experiments?
- A question has been raised about the size of the
cemetery plot in which children in ACS custody are
buried: Were any children buried in mass graves?
- What were the specific sources of funding for these
Phase I and Phase II clinical trials?
- Did the foster care agencies or foster families
receive payment, fees, or other rewards for
enrollment of the children in these trials?
- How much money was paid to the researchers and
participating hospitals?
- What happened in 2001 that the AIDS drug trials in
foster children were stopped?
- What other drug trials are being conducted on foster
children?
The other questions we pose below suggest that there may
have been a breakdown in the implementation of the Adoption
and Safe Families Act and/or related federal law governing
the protection of children in foster care. Our questions,
by extension, suggest that the Council on Accreditation of
Family and Children Services (COA), and one of its two
founding organizations, the Child Welfare League of America
(CWLA), may not be meeting their obligations.
Child protection falls within the purview of the juvenile
and family court system, which remands abused and neglected
children into the care of public and private, non-profit
foster care agencies. In our view, the courts have ultimate
jurisdiction and responsibility for what happens to these
vulnerable children.
The Congress may want to consider a dual approach in
dealing with the issues at hand. Child welfare laws operate
by regulating the care-givers. Child abuse reporting laws,
for example, require health, school, and social service
personnel to report suspected child abuse. If such laws
were to define "suspected child abuse" to include enrollment
of foster children in Type I and Type II clinical trials, in
violation of the protections afforded by 45 CFR 46.409 and
21 CFR 50.56), there would be many more eyes watching to
protect children from overreaching biomedical researchers
who, history has shown, have abused their authority to
exploit children in foster care.
- Were there violations of the provisions of the
Adoption and Safe Families Act and/or related child
welfare legislation by officials of the foster care
agencies that permitted enrollment of foster
children in Phase I and Phase II clinical
trials?
- Should not the supervising foster parents and/or
social workers have reported suspected child abuse
in these high risk, Phase I and Phase II clinical
trials of experimental drugs and vaccines?
- What training, if any, is provided to supervising
foster parents and/or social workers about the
conditions that must be satisfied by reference to 45
CFR 46.409 and 21 CFR 50.56 in order to justify
enrollment of foster children in ANY biomedical
research involving greater than minimal risk?
- Is there a need for new federal legislation that
would amend the Adoption and Safe Families Act
and/or 45 CFR 46.409 and 21 CFR 50.56 to expressly
define children in foster care a "protected class,"
whose enrollment in ANY biomedical research would
trigger appointment of an independent research
ombudsman under the supervision of the juvenile or
family court that remanded the foster child into
state custody?
Finally, if, as we argue, the courts have ultimate
jurisdiction and responsibility for what happens to children
whom the courts remand to the protective custody of state
and private, non-profit foster care agencies, then the
Congress might wish to consider amending the existing
requirement for the appointment of a child advocate by the
IRB pursuant to 45 CFR 46.4.09 and 21 CFR 50.56 to require
instead that the child advocate be appointed by and be held
accountable to the court of original jurisdiction for foster
children who may be subjected to biomedical research
involving greater than minimal risk. The courts, we
believe, are the last recourse that foster children have to
protect them from the predatory practices of those who would
exploit and take advantage of their vulnerability. We
should remind ourselves that the measure of a society is how
it treats its most vulnerable citizens.
Vera Hassner Sharav, President, AHRP
John H. Noble, Jr, PhD, Treasurer
David Cohen, PhD, Secretary
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